Accounting standards. Industry regulations. Ever-evolving tax rules. New legislation.
With more than 50 years of experience serving the financial services community in key financial hubs, we help organizations navigate complex reporting, governance and regulatory issues to achieve their business objectives. We serve alternative investment companies, investment advisors, investment partnerships/hedge funds, private equity funds, broker-dealers and futures commission merchants.
Insights / Capabilities
RSM’s new report offers insights on nine key issues confronting hedge funds, including cybersecurity, investor relations, taxes and more.
There is a growing demand for transparency that is having a fundamental impact on the client-service role for hedge fund managers.
FINANCIAL REPORTING INSIGHTS
Broker dealers now need to only file their annual reports for SIPC and FINRA once using FINRA’s existing reporting portal.
This infographic breaks down the key findings from the RSM AML Survey of banks, including insights into budgets, staffing and operations.
Improving the many functions that reside in the private equity back office. Learn how to make the complex simple.
Learn to identify potential ICP control gaps and verify your control environment is well-designed and working as intended.
RSM’s Chief Economist provides bank executives economic insights at the annual Western Independent Bankers Conference
Join us at the Nasdaq MarketSite to listen to live panel discussions about the latest issues affecting business development companies.
FATCA and CRS compliance challenges are similar but not the same. Read the RSM and HFMWeek survey report to learn more.
Taxpayer recognized no gain when its obligation to deliver shares was delayed; application of decision to other contracts may be limited.
A summary of regulatory guidance from FINRA and the SEC and the importance of continually focusing on liquidity risk management procedures.
Learn about key accounting changes and related valuation, back-office and SBIC issues private equity funds should consider in 2017.
How can we help you?
To discuss how our team can help your business, contact us by phone 800.274.3978 or
Investment Industry Insights
The quarterly newsletter follows developments in accounting and finance and places them in the context of current events and changes in economic and marketplace trends.
Events / Webcasts
National Financial Services Practice Leader