Registered Investment Companies

Many mutual fund complexes are constrained in their selection of accounting, tax, audit and business consulting providers. This is often due to potential independence issues, the desire to engage an internationally recognized firm, limited expertise within a firm - or simply the desire for another point of view. We understand these dynamics and can provide you with a broad range of assurance, tax and consulting services to meet your needs.

Recommended Insights


Liquidity and funding risk

A summary of regulatory guidance from FINRA and the SEC and the importance of continually focusing on liquidity risk management procedures.

  • John Hague

How can we help you?

To discuss how our team can help your business, contact us by phone 800.274.3978 or

Investment Industry Insights

The quarterly newsletter follows developments in accounting and finance and places them in the context of current events and changes in economic and marketplace trends.


Events / Webcasts


RSM’s 9th Annual Investment Industry Summit

  • September 19, 2017


Scott Mackey
Registered Investment Companies Practice Leader